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Capacity: USD10,000,000

DUAL’s Appetite

A Prospectus Liability policy provides cover for public offerings including initial public offerings and debt or equity rights issues, and specifically responds to the risks associated with the offering faced not only by directors but also the company and any controlling or selling shareholders.

Prospectus Liability


A D&O liability policy excludes cover for public offerings, or requires the offering company to pay an additional premium as a precondition to cover. If cover is extended under the D&O policy for transaction, often this will only be available to the individual directors and officers and not the company itself.

Key Policy Features and Benefits 

  • Advancement of defence costs
  • Attendance at investigations
  • Breach of privacy
  • Court attendance costs
  • Emergency defence costs
  • Mitigation costs
  • Public relations costs
  • Additional limit for non-executive directors
  • 6 years cover


To find out more contact your local Underwriter.

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